Effective Date: April 14, 2026
Ridgeline Asset Management, LLC. (“we,” “us,” or “our”) is committed to protecting the confidentiality and security of your personal and financial information. This Privacy Policy describes how we collect, use, and safeguard your information in accordance with applicable federal and Colorado laws and regulations.
1. Information We Collect
We collect personal and financial information necessary to provide advisory services, including:
- Name, address, email address, and phone number
- Financial information (income, assets, liabilities, and investment objectives)
- Social Security number or taxpayer identification number (if applicable)
- Account balances, transaction history, and investment details
We collect this information directly from you, from documents you provide, and from third parties with your authorization.
2. How We Use Your Information
We use your information to:
- Provide retirement planning and investment advisory services
- Establish and maintain your accounts
- Communicate with you regarding your accounts and services
- Comply with legal and regulatory requirements
- Improve our services and client experience
3. Information Sharing and Disclosure
We do not sell your personal information. We may share your information only as necessary to:
- Service your accounts (e.g., custodians, broker-dealers, or service providers)
- Comply with legal, regulatory, or law enforcement obligations
- Protect against fraud, unauthorized transactions, or security risks
All third parties with whom we share information are required to maintain its confidentiality and use it solely for authorized purposes.
4. Data Security
We maintain administrative, technical, and physical safeguards designed to protect your personal information from unauthorized access, use, or disclosure.
5. SMS Communications and Consent
If you provide your mobile phone number and opt in to receive text messages:
You consent to receive recurring automated and informational SMS messages from Ridgeline Asset Management, LLC. Message frequency may vary. Consent is not a condition of purchase. Message and data rates may apply.
We may use SMS messaging to communicate:
- Appointment reminders
- Account-related notifications
- General service updates
We do not send sensitive personal or financial information via SMS.
You may opt out at any time by replying STOP. For assistance, reply HELP or contact us at info@ridgelineam.com.
We maintain records of consent, including the date, time, and method of opt-in, in accordance with applicable regulations.
6. Your Privacy Rights
You have the right to:
- Request access to your personal information
- Request correction of inaccurate or incomplete information
- Request limitations on certain uses of your information where permitted by law
To exercise these rights, please contact us using the information below.
7. Retention of Information
We retain your personal information only as long as necessary to provide services and to comply with legal, regulatory, and recordkeeping obligations.
8. Changes to This Privacy Policy
We may update this Privacy Policy periodically. Updates will be posted on our website with a revised effective date.
9. Contact Information
If you have questions about this Privacy Policy or our data practices, please contact:
Ridgeline Asset Management, LLC.
129 Pioneer Avenue
Durango, CO 81301
info@ridgelineam.com
(844) 597- 4343
